Founders Financial Alliance, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Raleigh, NC. Its latest Form ADV filing, dated March 10, 2026, reports $1.2B in regulatory assets under management, 31 employees, 14 offices, and 4,229 accounts.
Assets Under Management
$1.2B
Employees
31
Offices
14 offices
Total Clients
2,412
Primary office
RALEIGH, NC
9212 FALLS OF NEUSE RD., SUITE 221, RALEIGH, NC, United States
Top client segmentIndividuals represent 68.1% of total clients.
Top client categories% of clientsClients
1
Individuals
68.1%
1,643
2
HNWI
29.5%
711
3
Pension Plans
1.1%
27
4
Corporations
0.8%
20
5
Charitable
0.5%
11
Categories with <5 clients
NON-UNITED STATES PERSONS<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.2Bas of March 10, 2026
Discretionary99.8%
$1.2B
100% of total RAUM99.8%
Non-discretionary0.2%
$3M
0% of total RAUM0.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$1.2B
Total Accounts4,229
10Y AUM Change+$1.1B (+1612.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees31
Clients per Employee78:1
10Y Employee Change+20 (+181.8%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.