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Firm profile

Capital Investment Advisory Services, LLC

RALEIGH, NCCRD 149124Latest ADV March 12, 2026

Capital Investment Advisory Services, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Raleigh, NC. Its latest Form ADV filing, dated March 12, 2026, reports $2.4B in regulatory assets under management, 91 employees, 39 offices, and 9,862 accounts.

Assets Under Management
$2.4B
Employees
91
Offices
39 offices
Total Clients
6,276
Primary office
RALEIGH, NC
100 E. SIX FORKS ROAD, SUITE 200, RALEIGH, NC, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(919) 831-2370
WebsiteNot found
LinkedInNot found

Leadership

1 roles identified
CCORonald L. King

Advisory services offered

5 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 19, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 86.1% of total clients.
Top client categories% of clientsClients
1
Individuals
86.1%
5,406
2
HNWI
12.2%
766
3
Corporations
0.8%
48
4
Pension Plans
0.7%
41
5
Charitable
0.2%
15

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$2.4Bas of March 12, 2026
Discretionary99.7%
$2.4B
100% of total RAUM99.7%
Non-discretionary0.3%
$8M
0% of total RAUM0.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$2.4B
Total Accounts9,862
10Y AUM Change+$2.0B (+482.9%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees91
Clients per Employee69:1
10Y Employee Change-11 (-10.8%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.