Firm profile

SERAPHIM CAPITAL MANAGEMENT, LLC

CRD 170976Latest ADV February 10, 2026

Seraphim Capital Management, LLC is an SEC registered investment adviser organized as a limited liability company. Its latest Form ADV filing, dated February 10, 2026, reports $63M in regulatory assets under management, 3 employees, 3 offices, and 180 accounts.

Assets Under Management
$63M
Employees
3
Offices
3 offices
Total Clients
180
Primary office
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJohn P. Morris

Advisory services offered

1 types reported
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Hourly charges
Performance-based fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 95.6% of total clients.
Top client categories% of clientsClients
1
Individuals
95.6%
172
2
HNWI
4.4%
8

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$63Mas of February 10, 2026
Discretionary100.0%
$63M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$63M
Total Accounts180
10Y AUM Change+$11M (+22.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee60:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.