Firm profile

LAGODA INVESTMENT MANAGEMENT, L.P.

NEW YORK, NYCRD 170961Latest ADV March 17, 2026

Lagoda Investment Management, L.P. is an SEC registered investment adviser organized as a limited partnership with a primary office location in New York, NY. Its latest Form ADV filing, dated March 17, 2026, reports $313M in regulatory assets under management, 4 employees, and 49 accounts.

Assets Under Management
$313M
Employees
4
Offices
--
Total Clients
48
Primary office
NEW YORK, NY
3 COLUMBUS CIRCLE, FLOOR 15, NEW YORK, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJason A. Ozone

Advisory services offered

2 types reported
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentHNWI represent 62.5% of total clients.
Top client categories% of clientsClients
1
HNWI
62.5%
30
2
Individuals
37.5%
18
Categories with <5 clients
Charitable Organizations<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$313Mas of March 17, 2026
Discretionary100.0%
$313M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$313M
Total Accounts49
10Y AUM Change$-494M (-61.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee12:1
10Y Employee Change-7 (-63.6%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.