Sophis Investments LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 30, 2026, reports $130M in regulatory assets under management, 5 employees, and 78 accounts.
Assets Under Management
$130M
Employees
5
Offices
--
Total Clients
41
Primary office
NEW YORK, NY
250 PARK AVENUE, 7TH FLOOR, NEW YORK, NY, United States
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentHNWI represent 53.7% of total clients.
Top client categories% of clientsClients
1
HNWI
53.7%
22
2
Individuals
41.5%
17
3
Corporations
4.9%
2
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$130Mas of March 30, 2026
Discretionary68.5%
$89M
68% of total RAUM68.5%
Non-discretionary31.5%
$41M
32% of total RAUM31.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$130M
Total Accounts78
10Y AUM Change+$98M (+305.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee8:1
10Y Employee Change+1 (+25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.