Rice Financial Consulting, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Los Gatos, CA. Its latest Form ADV filing, dated March 31, 2026, reports $287M in regulatory assets under management, 5 employees, and 369 accounts.
Top client segmentIndividuals represent 77.2% of total clients.
Top client categories% of clientsClients
1
Individuals
77.2%
285
2
HNWI
17.9%
66
3
Corporations
4.9%
18
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$287Mas of March 31, 2026
Discretionary0.0%
$0
0% of total RAUM0.0%
Non-discretionary100.0%
$287M
100% of total RAUM100.0%
All regulatory assets under management are non-discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$287M
Total Accounts369
10Y AUM Change+$169M (+143.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee74:1
10Y Employee Change+3 (+150.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.