Asl Financial, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Los Gatos, CA. Its latest Form ADV filing, dated January 5, 2026, reports $187M in regulatory assets under management, 1 employee, and 190 accounts.
Assets Under Management
$187M
Employees
1
Offices
--
Total Clients
190
Primary office
LOS GATOS, CA
987 UNIVERSITY AVENUE, SUITE 8, LOS GATOS, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 57.9% of total clients.
Top client categories% of clientsClients
1
HNWI
57.9%
110
2
Individuals
34.7%
66
3
Pension Plans
7.4%
14
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$187Mas of January 5, 2026
Discretionary95.8%
$179M
96% of total RAUM95.8%
Non-discretionary4.2%
$8M
4% of total RAUM4.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$187M
Total Accounts190
10Y AUM Change+$80M (+75.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee190:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.