Firm profile

ALLY INVEST ADVISORS

CHARLOTTE, NCCRD 170301Latest ADV April 1, 2026

Ally Invest Advisors is an SEC registered investment adviser organized as a corporation with a primary office location in Charlotte, NC. Its latest Form ADV filing, dated April 1, 2026, reports $1.7B in regulatory assets under management, 8 employees, 2 offices, and 79,536 accounts.

Assets Under Management
$1.7B
Employees
8
Offices
2 offices
Total Clients
83,199
Primary office
CHARLOTTE, NC
601 S. TRYON STREET, SUITE 100, CHARLOTTE, NC, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCOGerald Krager
CFOAlex M. Martin

Advisory services offered

2 types reported
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 99.9% of total clients.
Top client categories% of clientsClients
1
Individuals
99.9%
83,137
2
HNWI
0.1%
62

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.7Bas of April 1, 2026
Discretionary100.0%
$1.7B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$1.7B
Total Accounts79,536
10Y AUM Change+$1.7B (+9653.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8
Clients per Employee10400:1
10Y Employee Change-7 (-46.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.