Firm profile

APPLEWHITE & BUYS FINANCIAL ADVISORS

DALLAS, TXCRD 169799Latest ADV March 26, 2026

Applewhite & Buys Financial Advisors is an SEC registered investment adviser organized as a limited liability company with a primary office location in Dallas, TX. Its latest Form ADV filing, dated March 26, 2026, reports $153M in regulatory assets under management, 2 employees, and 740 accounts.

Assets Under Management
$153M
Employees
2
Offices
--
Total Clients
185
Primary office
DALLAS, TX
13355 NOEL RD, SUITE 1100, DALLAS, TX, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJoseph P. Applewhite

Advisory services offered

5 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 70.3% of total clients.
Top client categories% of clientsClients
1
Individuals
70.3%
130
2
HNWI
29.7%
55

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$153Mas of March 26, 2026
Discretionary100.0%
$153M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$153M
Total Accounts740
10Y AUM Change+$15M (+10.9%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees2
Clients per Employee93:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.