Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Ritholtz Wealth Management
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
JOSHUA MORGAN BROWNDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
25% to < 50%
KRISTOPHER PIERRE VENNEDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
10% to < 25%
MICHAEL HENRY BATNICKDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
10% to < 25%
BARRY LAWRENCE RITHOLTZDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
5% to < 10%
JAY DRENNAN TINIDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
5% to < 10%
BENJAMIN PATRICK CARLSONDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
WILLIAM ALAN SWEETDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
JOEL CRAIG FISHMANDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
DINAMARIE ROSE ISOLADirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
ERIKA CHRISTINE MAURODirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
ALEXANDER JAMES PALUMBODirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
PATRICIA MARIE FERRARODirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
JONATHAN SINGER NOVYDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
BRIAN ADAM ROSENDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
MARGARET BLAIR DUQUESNAYDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
GARY ALAN PULFORDDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
NICHOLAS RAY MAGGIULLIDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
PAUL STEVEN ZODTNERDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
DANIEL ROBERT LAROSADirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
ANNA G. CHAIKENDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
MICHELLE NICOLE KATZENDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
DYLAN KLUENDERDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
MATTHEW JAMES LOHRIUSDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
Nicholas Charles SapienzaDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
Kevin Michael YoungDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
BENJAMIN EVERITT COULTHARDDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
WILLIAM JAMES ARTZEROUNIANDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
TAYLOR DAWN HOLLISDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
ROSS DAVID COHENDirect owner · Schedule AInterest in RITHOLTZ WEALTH MANAGEMENT
< 5%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Ritholtz Wealth Management.
No indirect ownership information reported in the source’s Schedule B.
Reported ownership and control details
Form ADV · Filing date 2026-08-10 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | BARRY LAWRENCE RITHOLTZMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | 5% to less than 10%Code A | Yes | MANAGING MEMBER08/2013 | Schedule APDF page 30 |
| 2 | JOSHUA MORGAN BROWNMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | 25% to less than 50%Code C | Yes | MANAGING MEMBER08/2013 | Schedule APDF page 30 |
| 3 | KRISTOPHER PIERRE VENNEMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | 10% to less than 25%Code B | Yes | MANAGING MEMBER10/2013 | Schedule APDF page 30 |
| 4 | MICHAEL HENRY BATNICKMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | 10% to less than 25%Code B | Yes | MANAGING MEMBER10/2013 | Schedule APDF page 30 |
| 5 | BENJAMIN PATRICK CARLSONMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER04/2019 | Schedule APDF page 30 |
| 6 | WILLIAM ALAN SWEETMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER04/2019 | Schedule APDF page 30 |
| 7 | JOEL CRAIG FISHMANMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER04/2019 | Schedule APDF page 30 |
| 8 | DINAMARIE ROSE ISOLAMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER04/2019 | Schedule APDF page 30 |
| 9 | ERIKA CHRISTINE MAUROMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER04/2019 | Schedule APDF page 30 |
| 10 | ALEXANDER JAMES PALUMBOMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER01/2020 | Schedule APDF page 30 |
| 11 | PATRICIA MARIE FERRAROCHIEF COMPLIANCE OFFICER & MANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER03/2020 | Schedule APDF page 30 |
| 12 | JONATHAN SINGER NOVYMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER01/2021 | Schedule APDF page 30 |
| 13 | BRIAN ADAM ROSENMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER01/2021 | Schedule APDF page 30 |
| 14 | MARGARET BLAIR DUQUESNAYMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER01/2022 | Schedule APDF page 30 |
| 15 | GARY ALAN PULFORDMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER01/2022 | Schedule APDF page 30 |
| 16 | NICHOLAS RAY MAGGIULLIMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER01/2022 | Schedule APDF page 30 |
| 17 | JAY DRENNAN TINIMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | 5% to less than 10%Code A | No | MANAGING MEMBER01/2023 | Schedule APDF page 30 |
| 18 | PAUL STEVEN ZODTNERMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER01/2023 | Schedule APDF page 30 |
| 19 | DANIEL ROBERT LAROSAMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER01/2023 | Schedule APDF page 30 |
| 20 | ANNA G. CHAIKENMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER01/2023 | Schedule APDF page 30 |
| 21 | MICHELLE NICOLE KATZENMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER07/2023 | Schedule APDF page 30 |
| 22 | DYLAN KLUENDERMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER03/2024 | Schedule APDF page 30 |
| 23 | MATTHEW JAMES LOHRIUSMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER01/2024 | Schedule APDF page 30 |
| 24 | Nicholas Charles SapienzaMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER01/2024 | Schedule APDF page 30 |
| 25 | Kevin Michael YoungMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER01/2024 | Schedule APDF page 30 |
| 26 | BENJAMIN EVERITT COULTHARDMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER01/2024 | Schedule APDF page 30 |
| 27 | WILLIAM JAMES ARTZEROUNIANMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER10/2024 | Schedule APDF page 30 |
| 28 | TAYLOR DAWN HOLLISMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER02/2025 | Schedule APDF page 31 |
| 29 | ROSS DAVID COHENMANAGING MEMBERIndividual | RITHOLTZ WEALTH MANAGEMENT | Less than 5%Code NA | No | MANAGING MEMBER01/2026 | Schedule APDF page 31 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 8/10/2026 12:12:35 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.