WAPPINGERS FALLS, NYCRD 168463Latest ADV March 10, 2026
Quint Investments and Insurance is an SEC registered investment adviser organized as a corporation with a primary office location in Wappingers Falls, NY. Its latest Form ADV filing, dated March 10, 2026, reports $101M in regulatory assets under management, 9 employees, 1 office, and 771 accounts.
Assets Under Management
$101M
Employees
9
Offices
1 office
Total Clients
412
Primary office
WAPPINGERS FALLS, NY
210 NEW HACKENSACK ROAD, WAPPINGERS FALLS, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 93.7% of total clients.
Top client categories% of clientsClients
1
Individuals
93.7%
386
2
HNWI
2.7%
11
3
Pension Plans
2.2%
9
4
Corporations
1.0%
4
5
Charitable
0.2%
1
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$101Mas of March 10, 2026
Discretionary93.8%
$95M
94% of total RAUM93.8%
Non-discretionary6.2%
$6M
6% of total RAUM6.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$101M
Total Accounts771
10Y AUM Change+$72M (+249.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees9
Clients per Employee46:1
10Y Employee Change+4 (+80.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.