WAPPINGERS FALLS, NYCRD 106199Latest ADV March 19, 2026
Grimaldi Portfolio Solutions, Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Wappingers Falls, NY. Its latest Form ADV filing, dated March 19, 2026, reports $133M in regulatory assets under management, 4 employees, and 300 accounts.
Assets Under Management
$133M
Employees
4
Offices
--
Total Clients
300
Primary office
WAPPINGERS FALLS, NY
1207 ROUTE 9, SUITE 10, WAPPINGERS FALLS, NY, United States
Portfolio management for individuals and small businesses
Portfolio management for investment companies
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 99.7% of total clients.
Top client categories% of clientsClients
1
Individuals
99.7%
299
2
Investment Cos.
0.3%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$133Mas of March 19, 2026
Discretionary100.0%
$133M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$133M
Total Accounts300
10Y AUM Change+$51M (+62.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee75:1
10Y Employee Change-1 (-20.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.