Firm profile

Johcm (USA) Inc.

BOSTON, MACRD 167596Registration Status: ApprovedEffective since June 10, 2013SEC # 801-78083Latest ADV September 24, 2026

Johcm (Usa) Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Boston, MA. Its latest Form ADV filing, dated September 24, 2026, reports $8.9B in regulatory assets under management, 52 employees, 2 offices, and 33 accounts.

Assets Under Management
$8.9B
Employees
52
Offices
2 offices
Total Clients
32

Associated firm names

2 names listed
  • JOHCM (USA) INC
  • PERPETUAL AMERICAS FUNDS SERVICES

Leadership

1 roles identified
CCOAndrew J. Jolin

Advisory services offered

4 types reported
Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Asset based fees
Performance-based fees

Offices & Contact

Primary office

BOSTON, Massachusetts, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Massachusetts

BOSTONPrimary office

New York

NEW YORK

2 office records listed · 2 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$8.9Bas of September 24, 2026
Discretionary100.0%
$8.9B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentInvestment Cos. represent 62.5% of total clients.
Top client categories% of clientsClients
1
Investment Cos.
62.5%
20
2
Pooled Investment Vehicles
31.3%
10
3
Pension Plans
3.1%
1
4
Other Advisers
3.1%
1
Categories with <5 clients
Pension and profit sharing plans<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$8.9B
Total Accounts33
10Y AUM Change+$7.9B (+789.2%)

Private Funds

Private funds reported by Johcm (USA) Inc.

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees52
Clients per Employee1:1
10Y Employee Change+32 (+160.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
PENDAL USA INC.Direct owner · Schedule AInterest in JOHCM (USA) INC
75%+
PENDAL GROUP LIMITEDIndirect owner · Schedule BInterest in PENDAL USA INC.
75%+
PERPETUAL ACQUISITION COMPANY LIMITEDIndirect owner · Schedule BInterest in PENDAL GROUP LIMITED
75%+
PERPETUAL LIMITEDIndirect owner · Schedule BInterest in PERPETUAL ACQUISITION COMPANY LIMITED
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Johcm (USA) Inc..

Reported ownership and control details

Form ADV · Filing date 2026-09-24 · Schedules A and B

8 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1ANDREW JOSHUA JOLINCHIEF COMPLIANCE OFFICERIndividualJOHCM (USA) INCLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER03/2021Schedule APDF page 64
2PENDAL USA INC.HOLDING COMPANYDomestic entityJOHCM (USA) INC75% or moreCode EYesHOLDING COMPANY12/2021Schedule APDF page 64
3CHRISTOPHER MARK GOLDENDIRECTORIndividualJOHCM (USA) INCLess than 5%Code NAYesDIRECTOR08/2025Schedule APDF page 64
4Philip M DeverDIRECTORIndividualJOHCM (USA) INCLess than 5%Code NAYesDIRECTOR08/2026Schedule APDF page 64
5WILLIAM DEREK RUSSELL STREETDIRECTORIndividualJOHCM (USA) INCLess than 5%Code NAYesDIRECTOR08/2026Schedule APDF page 64
6PENDAL GROUP LIMITED100% OWNERSHIP HOLDING COMPANYForeign entityPENDAL USA INC.75% or moreCode EYes100% OWNERSHIP HOLDING COMPANY03/2013Schedule BPDF page 65
7PERPETUAL ACQUISITION COMPANY LIMITED100% OWNERSHIP HOLDING COMPANYForeign entityPENDAL GROUP LIMITED75% or moreCode EYes100% OWNERSHIP HOLDING COMPANY01/2023Schedule BPDF page 65
8PERPETUAL LIMITED100% OWNERSHIP PARENT COMPANYForeign entityPERPETUAL ACQUISITION COMPANY LIMITED75% or moreCode EYes100% OWNERSHIP PARENT COMPANY01/2023Schedule BPDF page 65

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

Item 11 responses have not been pulled yet for this RIA.

RIA or supervised-person involvementThe RIA’s response about whether these events involve the firm or its supervised persons is unavailable.RIA responseUnavailable
AFelonies2 Unavailable

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?Unavailable
  • A2Been charged with a felony?Unavailable
BMisdemeanors2 Unavailable

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?Unavailable
  • B2Been charged with a misdemeanor of the kind listed above?Unavailable
CSEC or CFTC actions5 Unavailable

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?Unavailable
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?Unavailable
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?Unavailable
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?Unavailable
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?Unavailable
DOther regulatory actions5 Unavailable

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?Unavailable
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?Unavailable
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?Unavailable
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?Unavailable
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?Unavailable
ESelf-regulatory organization actions4 Unavailable

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?Unavailable
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?Unavailable
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?Unavailable
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?Unavailable
FProfessional authorizations1 Unavailable
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?Unavailable
GPending regulatory proceedings1 Unavailable
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?Unavailable
HCivil judicial actions and proceedings4 Unavailable

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?Unavailable
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?Unavailable
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?Unavailable

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?Unavailable

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.