Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Global Atlantic Investment Advisors, LLC
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
GLOBAL ATLANTIC (FIN) COMPANYDirect owner · Schedule AInterest in GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC
75%+
GLOBAL ATLANTIC FINANCIAL GROUP LIMITEDIndirect owner · Schedule BInterest in GLOBAL ATLANTIC LIMITED
75%+
GLOBAL ATLANTIC LIMITEDIndirect owner · Schedule BInterest in GLOBAL ATLANTIC (FIN) COMPANY
75%+
KKR & CO. INC.Indirect owner · Schedule BInterest in KKR GROUP CO. INC.
75%+
KKR GROUP PARTNERSHIP L.P.Indirect owner · Schedule BInterest in KKR GROUP ASSETS HOLDINGS L.P.
75%+
KKR GROUP PARTNERSHIP L.P.Indirect owner · Schedule BInterest in KKR GROUP ASSETS GP LLC
75%+
KKR GROUP ASSETS HOLDINGS L.P.Indirect owner · Schedule BInterest in KKR MAGNOLIA HOLDINGS LLC
75%+
KKR MAGNOLIA HOLDINGS LLCIndirect owner · Schedule BInterest in THE GLOBAL ATLANTIC FINANCIAL GROUP LLC
75%+
THE GLOBAL ATLANTIC FINANCIAL GROUP LLCIndirect owner · Schedule BInterest in GLOBAL ATLANTIC FINANCIAL GROUP LIMITED
75%+
KKR GROUP CO. INC.Indirect owner · Schedule BInterest in KKR GROUP HOLDINGS CORP.
75%+
KKR GROUP HOLDINGS L.P.Indirect owner · Schedule BInterest in KKR GROUP PARTNERSHIP L.P.
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Global Atlantic Investment Advisors, LLC.
Reported ownership and control details
Form ADV · Filing date 2026-04-30 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | GLOBAL ATLANTIC (FIN) COMPANYMEMBERDomestic entity | GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC | 75% or moreCode E | Yes | MEMBER12/2017 | Schedule APDF page 27 |
| 2 | DAVID DONALD CAPALBOCHIEF COMPLIANCE OFFICERIndividual | GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC | Less than 5%Code NA | Yes | CHIEF COMPLIANCE OFFICER10/2016 | Schedule APDF page 27 |
| 3 | BRIAN VICTOR KORBESMEYERCHIEF FINANCIAL OFFICERIndividual | GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC | Less than 5%Code NA | Yes | CHIEF FINANCIAL OFFICER12/2024 | Schedule APDF page 27 |
| 4 | DEBORAH LYN SCHUNDERELECTED MANAGERIndividual | GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC | Less than 5%Code NA | Yes | ELECTED MANAGER09/2025 | Schedule APDF page 27 |
| 5 | CAMERON DAVID JEFFREYSELECTED MANAGER, CHAIRMANIndividual | GLOBAL ATLANTIC INVESTMENT ADVISORS, LLC | Less than 5%Code NA | Yes | ELECTED MANAGER, CHAIRMAN04/2026 | Schedule APDF page 27 |
| 6 | GLOBAL ATLANTIC FINANCIAL GROUP LIMITEDSHAREHOLDERForeign entity | GLOBAL ATLANTIC LIMITED | 75% or moreCode E | Yes | SHAREHOLDER02/2021 | Schedule BPDF page 28 |
| 7 | GLOBAL ATLANTIC LIMITEDSHAREHOLDERDomestic entity | GLOBAL ATLANTIC (FIN) COMPANY | 75% or moreCode E | Yes | SHAREHOLDER04/2016 | Schedule BPDF page 28 |
| 8 | KKR & CO. INC.SHAREHOLDER OF KKR GROUP CO. INC.Domestic entity | KKR GROUP CO. INC. | 75% or moreCode E | Yes | SHAREHOLDER OF KKR GROUP CO. INC.05/2022 | Schedule BPDF page 28 |
| 9 | KKR GROUP HOLDINGS L.P.LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P.Domestic entity | KKR GROUP PARTNERSHIP L.P. | 25% to less than 50%Code C | Yes | LIMITED PARTNER OF KKR GROUP PARTNERSHIP L.P.01/2020 | Schedule BPDF page 28 |
| 10 | KKR GROUP HOLDINGS CORP.GENERAL PARTNER OF KKR GROUP PARTNERSHIP L.P.Domestic entity | KKR GROUP PARTNERSHIP L.P. | Percentage not specifiedCode F | Yes | GENERAL PARTNER OF KKR GROUP PARTNERSHIP L.P.01/2020 | Schedule BPDF page 28 |
| 11 | KKR GROUP PARTNERSHIP L.P.LIMITED PARTNER OF KKR GROUP ASSETS HOLDINGS L.P.Foreign entity | KKR GROUP ASSETS HOLDINGS L.P. | 75% or moreCode E | Yes | LIMITED PARTNER OF KKR GROUP ASSETS HOLDINGS L.P.01/2020 | Schedule BPDF page 28 |
| 12 | KKR GROUP PARTNERSHIP L.P.SOLE MEMBER OF KKR GROUP ASSETS GP LLCForeign entity | KKR GROUP ASSETS GP LLC | 75% or moreCode E | Yes | SOLE MEMBER OF KKR GROUP ASSETS GP LLC01/2020 | Schedule BPDF page 28 |
| 13 | KKR GROUP ASSETS GP LLCGENERAL PARTNER OF KKR GROUP ASSETS HOLDINGS L.P.Domestic entity | KKR GROUP ASSETS HOLDINGS L.P. | Percentage not specifiedCode F | Yes | GENERAL PARTNER OF KKR GROUP ASSETS HOLDINGS L.P.07/2020 | Schedule BPDF page 28 |
| 14 | KKR GROUP ASSETS HOLDINGS L.P.SOLE MEMBER OF KKR MAGNOLIA HOLDINGS LLCDomestic entity | KKR MAGNOLIA HOLDINGS LLC | 75% or moreCode E | Yes | SOLE MEMBER OF KKR MAGNOLIA HOLDINGS LLC07/2020 | Schedule BPDF page 28 |
| 15 | KKR MAGNOLIA HOLDINGS LLCVOTING CLASS SHAREHOLDER OF THE GLOBAL ATLANTIC FINANCIAL GROUP LLCForeign entity | THE GLOBAL ATLANTIC FINANCIAL GROUP LLC | 75% or moreCode E | Yes | VOTING CLASS SHAREHOLDER OF THE GLOBAL ATLANTIC FINANCIAL GROUP LLC07/2020 | Schedule BPDF page 28 |
| 16 | THE GLOBAL ATLANTIC FINANCIAL GROUP LLCSHAREHOLDER OF GLOBAL ATLANTIC FINANCIAL GROUP LIMITEDForeign entity | GLOBAL ATLANTIC FINANCIAL GROUP LIMITED | 75% or moreCode E | Yes | SHAREHOLDER OF GLOBAL ATLANTIC FINANCIAL GROUP LIMITED02/2021 | Schedule BPDF page 28 |
| 17 | KKR GROUP CO. INC.SHAREHOLDER OF KKR GROUP HOLDINGS CORP.Domestic entity | KKR GROUP HOLDINGS CORP. | 75% or moreCode E | Yes | SHAREHOLDER OF KKR GROUP HOLDINGS CORP.07/2018 | Schedule BPDF page 28 |
| 18 | KKR GROUP HOLDINGS CORP.GENERAL PARTNER OF KKR GROUP HOLDINGS L.P.Domestic entity | KKR GROUP PARTNERSHIP L.P. | Percentage not specifiedCode F | Yes | GENERAL PARTNER OF KKR GROUP HOLDINGS L.P.05/2022 | Schedule BPDF page 28 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 4/30/2026 4:30:04 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.