Firm profile

PHILLIPS AND COMPANY ADVISORS LLC

PORTLAND, ORCRD 167214Latest ADV March 26, 2026

Phillips and Company Advisors LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Portland, OR. Its latest Form ADV filing, dated March 26, 2026, reports $2.7B in regulatory assets under management, 19 employees, and 2,675 accounts.

Assets Under Management
$2.7B
Employees
19
Offices
--
Total Clients
1,273
Primary office
PORTLAND, OR
521 SW 11TH AVENUE, SUITE 200, PORTLAND, OR, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOTimothy C. Phillips
CCOJames T. Smith
CFOJames T. Smith

Advisory services offered

6 types reported
Financial Planning Services
Other advisory services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 73.4% of total clients.
Top client categories% of clientsClients
1
Individuals
73.4%
934
2
HNWI
13.8%
176
3
Pension Plans
10.5%
134
4
Corporations
1.5%
19
5
Charitable
0.8%
10

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$2.7Bas of March 26, 2026
Discretionary45.2%
$1.2B
45% of total RAUM45.2%
Non-discretionary54.8%
$1.5B
55% of total RAUM54.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$2.7B
Total Accounts2,675
10Y AUM Change+$1.6B (+149.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees19
Clients per Employee67:1
10Y Employee Change-1 (-5.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.