Firm profile

CORNERSTONE WEALTH PLANNING

CHARLOTTE, NCCRD 166886Latest ADV February 10, 2026

Cornerstone Wealth Planning is an SEC registered investment adviser organized as a limited liability company with a primary office location in Charlotte, NC. Its latest Form ADV filing, dated February 10, 2026, reports $486M in regulatory assets under management, 13 employees, 3 offices, and 1,273 accounts.

Assets Under Management
$486M
Employees
13
Offices
3 offices
Total Clients
409
Primary office
CHARLOTTE, NC
7810 BALLANTYNE COMMONS PARKWAY, SUITE 200, CHARLOTTE, NC, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJames M. Cullen

Advisory services offered

4 types reported
Educational seminars/workshops
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 68.9% of total clients.
Top client categories% of clientsClients
1
Individuals
68.9%
282
2
HNWI
31.1%
127
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$486Mas of February 10, 2026
Discretionary99.1%
$482M
99% of total RAUM99.1%
Non-discretionary0.9%
$4M
1% of total RAUM0.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$486M
Total Accounts1,273
10Y AUM Change+$371M (+321.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees13
Clients per Employee31:1
10Y Employee Change+6 (+85.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.