WESTLAKE VILLAGE, CACRD 166303Latest ADV March 31, 2026
Zephyr Wealth Management is an SEC registered investment adviser organized as a corporation with a primary office location in Westlake Village, CA. Its latest Form ADV filing, dated March 31, 2026, reports $243M in regulatory assets under management, 6 employees, 1 office, and 687 accounts.
Assets Under Management
$243M
Employees
6
Offices
1 office
Total Clients
242
Primary office
WESTLAKE VILLAGE, CA
3625 E. THOUSAND OAKS BLVD., SUITE 145, WESTLAKE VILLAGE, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 71.9% of total clients.
Top client categories% of clientsClients
1
Individuals
71.9%
174
2
HNWI
19.0%
46
3
Pension Plans
9.1%
22
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$243Mas of March 31, 2026
Discretionary64.3%
$156M
64% of total RAUM64.3%
Non-discretionary35.7%
$87M
36% of total RAUM35.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$243M
Total Accounts687
10Y AUM Change+$88M (+57.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee40:1
10Y Employee Change+2 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.