Firm profile

PATHWAY FINANCIAL ADVISERS, LLC

AUBURN, INCRD 166237Latest ADV March 11, 2026

Pathway Financial Advisers, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Auburn, IN. Its latest Form ADV filing, dated March 11, 2026, reports $524M in regulatory assets under management, 8 employees, and 1,832 accounts.

Assets Under Management
$524M
Employees
8
Offices
--
Total Clients
822
Primary office
AUBURN, IN
4571 COUNTY ROAD 35, AUBURN, IN, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCOErin L. Mutton
CIOSteven E. Post

Advisory services offered

3 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 81.9% of total clients.
Top client categories% of clientsClients
1
Individuals
81.9%
673
2
HNWI
17.3%
142
3
Charitable
0.4%
3
4
Pension Plans
0.2%
2
5
Corporations
0.2%
2

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$524Mas of March 11, 2026
Discretionary100.0%
$524M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$524M
Total Accounts1,832
10Y AUM Change+$376M (+253.6%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8
Clients per Employee103:1
10Y Employee Change+5 (+166.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.