CHARLOTTE, NCCRD 165699Latest ADV February 27, 2026
Quantitative Process, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Charlotte, NC. Its latest Form ADV filing, dated February 27, 2026, reports $502M in regulatory assets under management, 3 employees, and 288 accounts.
Assets Under Management
$502M
Employees
3
Offices
--
Total Clients
205
Primary office
CHARLOTTE, NC
10700 SIKES PLACE, SUITE 395, CHARLOTTE, NC, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 54.1% of total clients.
Top client categories% of clientsClients
1
Individuals
54.1%
111
2
Pension Plans
23.4%
48
3
HNWI
22.4%
46
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$502Mas of February 27, 2026
Discretionary43.3%
$217M
43% of total RAUM43.3%
Non-discretionary56.7%
$285M
57% of total RAUM56.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$502M
Total Accounts288
10Y AUM Change+$344M (+217.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee68:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.