Firm profile

JEFFERIES FINANCE LLC

NEW YORK, NYCRD 162264Latest ADV March 2, 2026

Jefferies Finance LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 2, 2026, reports $24.6B in regulatory assets under management, 124 employees, and 56 accounts.

Assets Under Management
$24.6B
Employees
124
Offices
--
Total Clients
60
Primary office
NEW YORK, NY
520 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCOThomas Grenville
COOEdmund J. Hess

Advisory services offered

2 types reported
Portfolio management for businesses
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Asset based fees
Performance-based fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 93.3% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
93.3%
56
2
SEPARATELY MANAGED ACCOUNTS AND PROPRIETARY ACCOUNTS
6.7%
4

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$24.6Bas of March 2, 2026
Discretionary94.0%
$23.1B
94% of total RAUM94.0%
Non-discretionary6.0%
$1.5B
6% of total RAUM6.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$24.6B
Total Accounts56
10Y AUM Change+$19.8B (+411.1%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees124
Clients per Employee0:1
10Y Employee Change+73 (+143.1%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.