Signal Securities, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Fort Worth, TX. Its latest Form ADV filing, dated March 4, 2026, reports $679M in regulatory assets under management, 35 employees, 8 offices, and 1,920 accounts.
Portfolio management for individuals and small businesses
Fee models offered
4 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 71.3% of total clients.
Top client categories% of clientsClients
1
Individuals
71.3%
811
2
HNWI
28.7%
326
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$679Mas of March 4, 2026
Discretionary6.8%
$46M
7% of total RAUM6.8%
Non-discretionary93.2%
$633M
93% of total RAUM93.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$679M
Total Accounts1,920
10Y AUM Change+$396M (+140.1%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees35
Clients per Employee32:1
10Y Employee Change-14 (-28.6%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.