Firm profile

Palladium Equity Partners Advisor, LLC

NEW YORK, NYCRD 159061Registration Status: ApprovedEffective since March 30, 2012SEC # 801-73865Latest ADV March 31, 2026

Palladium Equity Partners Advisor, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 31, 2026, reports $3.6B in regulatory assets under management, 45 employees, 3 offices, and 5 accounts.

Assets Under Management
$3.6B
Employees
45
Offices
3 offices
Total Clients
5

Associated firm names

5 names listed
  • PALLADIUM CAPITAL MANAGEMENT III, LLCRelying adviser
  • PALLADIUM EQUITY PARTNERS ADVISOR, LLC
  • PALLADIUM CAPITAL MANAGEMENT, LLCRelying adviser
  • PALLADIUM CAPITAL MANAGEMENT V, LLCRelying adviser

Leadership

3 roles identified
CEOMarcos A. Rodriguez
CCONancy A. Mitchell
CFOSuzanne Wong

Advisory services offered

1 types reported
Portfolio management for pooled investment vehicles

Fee models offered

3 types reported
Asset based fees
Other fee arrangements
Performance-based fees

Offices & Contact

Primary office

NEW YORK, New York, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

New York

NEW YORKPrimary office

Connecticut

STAMFORD

Michigan

TRAVERSE CITY

3 office records listed · 3 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$3.6Bas of March 31, 2026
Discretionary100.0%
$3.6B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 100.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
100.0%
5

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$3.6B
Total Accounts5
10Y AUM Change+$1.5B (+73.2%)

Private Funds

Private funds reported by Palladium Equity Partners Advisor, LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees45
Clients per Employee0:1
10Y Employee Change+15 (+50.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
PALLADIUM INVESTMENT PARTNERS, LLCDirect owner · Schedule AInterest in PALLADIUM EQUITY PARTNERS ADVISOR, LLC
75%+
MARCOS ALEJANDRO RODRIGUEZDirect owner · Schedule AInterest in PALLADIUM EQUITY PARTNERS ADVISOR, LLC
< 5%
KEVIN LOUIS REYMONDDirect owner · Schedule AInterest in PALLADIUM EQUITY PARTNERS ADVISOR, LLC
< 5%
ADAM LEE SHEBITZDirect owner · Schedule AInterest in PALLADIUM EQUITY PARTNERS ADVISOR, LLC
< 5%
DANIEL (NMN) ILUNDAINDirect owner · Schedule AInterest in PALLADIUM EQUITY PARTNERS ADVISOR, LLC
< 5%
JUSTIN RYAN GREENDirect owner · Schedule AInterest in PALLADIUM EQUITY PARTNERS ADVISOR, LLC
< 5%
SUZANNE (NMN) WONGDirect owner · Schedule AInterest in PALLADIUM EQUITY PARTNERS ADVISOR, LLC
< 5%
SUSAN SEARLES LYONSDirect owner · Schedule AInterest in PALLADIUM EQUITY PARTNERS ADVISOR, LLC
< 5%
NANCY ANN MITCHELLDirect owner · Schedule AInterest in PALLADIUM EQUITY PARTNERS ADVISOR, LLC
< 5%
KATHERINE ANNE LEHMANDirect owner · Schedule AInterest in PALLADIUM EQUITY PARTNERS ADVISOR, LLC
< 5%
PALLADIUM FIRMCO, LLCIndirect owner · Schedule BInterest in PALLADIUM INVESTMENT PARTNERS, LLC
75%+
PALLADIUM FEE SILO, LLCIndirect owner · Schedule BInterest in PALLADIUM FIRMCO, LLC
75%+
PALLADIUM TOPCO, LLCIndirect owner · Schedule BInterest in PALLADIUM FEE SILO, LLC
75%+
PALLADIUM INVESTMENT, LLCIndirect owner · Schedule BInterest in PALLADIUM TOPCO, LLC
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Palladium Equity Partners Advisor, LLC.

Reported ownership and control details

Form ADV · Filing date 2026-03-31 · Schedules A and B

15 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1MARCOS ALEJANDRO RODRIGUEZCHAIRMAN/CEO AND PARTNERIndividualPALLADIUM EQUITY PARTNERS ADVISOR, LLCLess than 5%Code NAYesCHAIRMAN/CEO AND PARTNER05/1997Schedule APDF page 48
2KEVIN LOUIS REYMONDVICE CHAIRMAN AND PARTNERIndividualPALLADIUM EQUITY PARTNERS ADVISOR, LLCLess than 5%Code NAYesVICE CHAIRMAN AND PARTNER07/2001Schedule APDF page 48
3ADAM LEE SHEBITZPARTNERIndividualPALLADIUM EQUITY PARTNERS ADVISOR, LLCLess than 5%Code NAYesPARTNER01/2017Schedule APDF page 48
4DANIEL (NMN) ILUNDAINPRESIDENT AND PARTNERIndividualPALLADIUM EQUITY PARTNERS ADVISOR, LLCLess than 5%Code NAYesPRESIDENT AND PARTNER01/2017Schedule APDF page 48
5JUSTIN RYAN GREENPARTNERIndividualPALLADIUM EQUITY PARTNERS ADVISOR, LLCLess than 5%Code NAYesPARTNER01/2017Schedule APDF page 48
6SUZANNE (NMN) WONGCHIEF FINANCIAL OFFICER AND PARTNERIndividualPALLADIUM EQUITY PARTNERS ADVISOR, LLCLess than 5%Code NAYesCHIEF FINANCIAL OFFICER AND PARTNER01/2020Schedule APDF page 48
7SUSAN SEARLES LYONSPARTNERIndividualPALLADIUM EQUITY PARTNERS ADVISOR, LLCLess than 5%Code NAYesPARTNER01/2020Schedule APDF page 48
8PALLADIUM INVESTMENT PARTNERS, LLCSOLE MEMBERDomestic entityPALLADIUM EQUITY PARTNERS ADVISOR, LLC75% or moreCode EYesSOLE MEMBER06/2021Schedule APDF page 48
9NANCY ANN MITCHELLCAO, CLO, CCO AND PARTNERIndividualPALLADIUM EQUITY PARTNERS ADVISOR, LLCLess than 5%Code NAYesCAO, CLO, CCO AND PARTNER09/2024Schedule APDF page 48
10KATHERINE ANNE LEHMANPARTNERIndividualPALLADIUM EQUITY PARTNERS ADVISOR, LLCLess than 5%Code NAYesPARTNER01/2024Schedule APDF page 48
11PALLADIUM FIRMCO, LLCMANAGING MEMBERDomestic entityPALLADIUM INVESTMENT PARTNERS, LLC75% or moreCode EYesMANAGING MEMBER06/2021Schedule BPDF page 49
12PALLADIUM FEE SILO, LLCSOLE MEMBERDomestic entityPALLADIUM FIRMCO, LLC75% or moreCode EYesSOLE MEMBER06/2021Schedule BPDF page 49
13PALLADIUM TOPCO, LLCSOLE MEMBERDomestic entityPALLADIUM FEE SILO, LLC75% or moreCode EYesSOLE MEMBER06/2021Schedule BPDF page 49
14PALLADIUM INVESTMENT, LLCSOLE MEMBERDomestic entityPALLADIUM TOPCO, LLC75% or moreCode ENoSOLE MEMBER06/2021Schedule BPDF page 49
15PALLADIUM MANAGER, LLCMANAGERDomestic entityPALLADIUM TOPCO, LLCPercentage not specifiedCode FYesMANAGER06/2021Schedule BPDF page 49

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 3/31/2026 1:12:09 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.