Firm profile

HORIZON FINANCIAL SERVICES, LLC

WINSTON SALEM, NCCRD 158798Latest ADV March 31, 2026

Horizon Financial Services, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Winston Salem, NC. Its latest Form ADV filing, dated March 31, 2026, reports $262M in regulatory assets under management, 8 employees, 1 office, and 1,203 accounts.

Assets Under Management
$262M
Employees
8
Offices
1 office
Total Clients
395
Primary office
WINSTON SALEM, NC
3880 VEST MILL RD., SUITE 100, WINSTON SALEM, NC, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJohn J. Brais

Advisory services offered

5 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 75.2% of total clients.
Top client categories% of clientsClients
1
Individuals
75.2%
297
2
HNWI
23.8%
94
3
Pension Plans
0.5%
2
4
Charitable
0.3%
1
5
Corporations
0.3%
1
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$262Mas of March 31, 2026
Discretionary100.0%
$262M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$262M
Total Accounts1,203
10Y AUM Change+$155M (+143.6%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8
Clients per Employee49:1
10Y Employee Change-1 (-11.1%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.