Firm profile

SEMMAX FINANCIAL ADVISORS, INC.

WINSTON-SALEM, NCCRD 144978Latest ADV March 24, 2026

Semmax Financial Advisors, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Winston-Salem, NC. Its latest Form ADV filing, dated March 24, 2026, reports $495M in regulatory assets under management, 18 employees, 1 office, and 2,240 accounts.

Assets Under Management
$495M
Employees
18
Offices
1 office
Total Clients
826
Primary office
WINSTON-SALEM, NC
1447 TRADE MART BLVD, WINSTON-SALEM, NC, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOJonathan P. Short

Advisory services offered

5 types reported
Educational seminars/workshops
Financial Planning Services
Other advisory services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 90.7% of total clients.
Top client categories% of clientsClients
1
Individuals
90.7%
749
2
HNWI
9.3%
77

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$495Mas of March 24, 2026
Discretionary100.0%
$495M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$495M
Total Accounts2,240
10Y AUM Change+$383M (+339.7%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees18
Clients per Employee46:1
10Y Employee Change+5 (+38.5%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.