EAST SYRACUSE, NYCRD 158205Latest ADV March 24, 2026
Carswell Investments, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in East Syracuse, NY. Its latest Form ADV filing, dated March 24, 2026, reports $322M in regulatory assets under management, 2 employees, 1 office, and 587 accounts.
Assets Under Management
$322M
Employees
2
Offices
1 office
Total Clients
175
Primary office
EAST SYRACUSE, NY
6320 FLY ROAD, SUITE 205, EAST SYRACUSE, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 76.0% of total clients.
Top client categories% of clientsClients
1
Individuals
76.0%
133
2
HNWI
21.7%
38
3
Charitable
1.1%
2
4
Corporations
1.1%
2
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$322Mas of March 24, 2026
Discretionary100.0%
$322M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$322M
Total Accounts587
10Y AUM Change+$200M (+164.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee88:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.