East Rock Capital, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 30, 2026, reports $4.8B in regulatory assets under management, 38 employees, 2 offices, and 17 accounts.
Assets Under Management
$4.8B
Employees
38
Offices
2 offices
Total Clients
25
Primary office
NEW YORK, NY
65 EAST 55TH STREET, 33RD FLOOR, NEW YORK, NY, United States
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles
Selection of other advisers
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentPooled Investment Vehicles represent 60.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
60.0%
15
2
HNWI
40.0%
10
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$4.8Bas of March 30, 2026
Discretionary100.0%
$4.8B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$4.8B
Total Accounts17
10Y AUM Change+$2.9B (+161.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees38
Clients per Employee1:1
10Y Employee Change+24 (+171.4%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.