C-Iii Investment Management LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 31, 2026, reports $2.5B in regulatory assets under management, 80 employees, 5 offices, and 9 accounts.
Assets Under Management
$2.5B
Employees
80
Offices
5 offices
Total Clients
9
Primary office
NEW YORK, NY
717 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY, United States
Portfolio management for pooled investment vehicles
Fee models offered
3 types reported
Asset based fees
Other fee arrangements
Performance-based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentPooled Investment Vehicles represent 88.9% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
88.9%
8
2
Insurance Cos.
11.1%
1
Categories with <5 clients
Insurance companies<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.5Bas of March 31, 2026
Discretionary79.6%
$2.0B
80% of total RAUM79.6%
Non-discretionary20.4%
$504M
20% of total RAUM20.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$2.5B
Total Accounts9
10Y AUM Change$-1.7B (-40.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees80
Clients per Employee0:1
10Y Employee Change-170 (-68.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.