Firm profile

Kepos Capital LP

NEW YORK, NYCRD 156361Registration Status: ApprovedEffective since May 3, 2011SEC # 801-72308Latest ADV May 20, 2026

Kepos Capital LP is an SEC registered investment adviser organized as a limited partnership with a primary office location in New York, NY. Its latest Form ADV filing, dated May 20, 2026, reports $2.5B in regulatory assets under management, 40 employees, 2 offices, and 17 accounts.

Assets Under Management
$2.5B
Employees
40
Offices
2 offices
Total Clients
17

Associated firm names

1 name listed
  • KEPOS CAPITAL LP

Leadership

5 roles identified
CCOSimon Raykher
CFOKerry S. Arenas
CFOThomas D. Mikolinski

Advisory services offered

1 types reported
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Asset based fees
Performance-based fees

Offices & Contact

Primary office

NEW YORK, New York, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

New York

NEW YORKPrimary office

Florida

NAPLES

2 office records listed · 2 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$2.5Bas of May 20, 2026
Discretionary100.0%
$2.5B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 100.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
100.0%
17

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$2.5B
Total Accounts17
10Y AUM Change$-442M (-15.2%)

Private Funds

Private funds reported by Kepos Capital LP

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees40
Clients per Employee0:1
10Y Employee Change+1 (+2.6%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
MARK MONROE CARHARTDirect owner · Schedule AInterest in KEPOS CAPITAL LP
25% to < 50%
MARK MONROE CARHARTDirect owner · Schedule AInterest in KEPOS CAPITAL LP
25% to < 50%
GIORGIO DE SANTISDirect owner · Schedule AInterest in KEPOS CAPITAL LP
10% to < 25%
GIORGIO DE SANTISDirect owner · Schedule AInterest in KEPOS CAPITAL LP
10% to < 25%
MATTHEW N DESCHAMPSDirect owner · Schedule AInterest in KEPOS CAPITAL LP
5% to < 10%
MATTHEW N DESCHAMPSDirect owner · Schedule AInterest in KEPOS CAPITAL LP
5% to < 10%
SIMON RAYKHERDirect owner · Schedule AInterest in KEPOS CAPITAL LP
5% to < 10%
SIMON RAYKHERDirect owner · Schedule AInterest in KEPOS CAPITAL LP
5% to < 10%
KEPOS CAPITAL GP LLCDirect owner · Schedule AInterest in KEPOS CAPITAL LP
< 5%
NOEL PATRICK FLYNNDirect owner · Schedule AInterest in KEPOS CAPITAL LP
< 5%
ROBERT BRUCE LITTERMANDirect owner · Schedule AInterest in KEPOS CAPITAL LP
< 5%
ROBERT BRUCE LITTERMANDirect owner · Schedule AInterest in KEPOS CAPITAL LP
< 5%
KEPOS PARTNERS MM LLCDirect owner · Schedule AInterest in KEPOS CAPITAL LP
< 5%
MARK MONROE CARHARTIndirect owner · Schedule BInterest in KEPOS CAPITAL GP LLC
75%+
MARK MONROE CARHARTIndirect owner · Schedule BInterest in KEPOS PARTNERS MM LLC
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Kepos Capital LP.

Reported ownership and control details

Form ADV · Filing date 2026-05-20 · Schedules A and B

18 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1KEPOS CAPITAL GP LLCGENERAL PARTNERDomestic entityKEPOS CAPITAL LPLess than 5%Code NAYesGENERAL PARTNER03/2010Schedule APDF page 66
2MARK MONROE CARHARTCHIEF INVESTMENT OFFICER, LIMITED PARTNERIndividualKEPOS CAPITAL LP25% to less than 50%Code CYesCHIEF INVESTMENT OFFICER, LIMITED PARTNER03/2010Schedule APDF page 66
3GIORGIO DE SANTISLIMITED PARTNERIndividualKEPOS CAPITAL LP10% to less than 25%Code BNoLIMITED PARTNER03/2010Schedule APDF page 66
4MATTHEW N DESCHAMPSLIMITED PARTNERIndividualKEPOS CAPITAL LP5% to less than 10%Code ANoLIMITED PARTNER07/2023Schedule APDF page 66
5NOEL PATRICK FLYNNCHIEF OPERATING OFFICER, LIMITED PARTNERIndividualKEPOS CAPITAL LPLess than 5%Code NAYesCHIEF OPERATING OFFICER, LIMITED PARTNER06/2010Schedule APDF page 66
6ROBERT BRUCE LITTERMANCHAIR OF RISK COMMITTEE, LIMITED PARTNERIndividualKEPOS CAPITAL LPLess than 5%Code NAYesCHAIR OF RISK COMMITTEE, LIMITED PARTNER03/2010Schedule APDF page 66
7MARK MONROE CARHARTMEMBER, KEPOS PARTNERS LLCIndividualKEPOS CAPITAL LP25% to less than 50%Code CYesMEMBER, KEPOS PARTNERS LLC03/2010Schedule APDF page 66
8GIORGIO DE SANTISMEMBER, KEPOS PARTNERS LLCIndividualKEPOS CAPITAL LP10% to less than 25%Code BNoMEMBER, KEPOS PARTNERS LLC03/2010Schedule APDF page 66
9MATTHEW N DESCHAMPSMEMBER, KEPOS PARTNERS LLCIndividualKEPOS CAPITAL LP5% to less than 10%Code ANoMEMBER, KEPOS PARTNERS LLC03/2010Schedule APDF page 66
10ROBERT BRUCE LITTERMANMEMBER, KEPOS PARTNERS LLCIndividualKEPOS CAPITAL LPLess than 5%Code NAYesMEMBER, KEPOS PARTNERS LLC03/2010Schedule APDF page 66
11KEPOS PARTNERS MM LLCMANAGING MEMBER OF KEPOS PARTNERS LLCDomestic entityKEPOS CAPITAL LPLess than 5%Code NAYesMANAGING MEMBER OF KEPOS PARTNERS LLC03/2010Schedule APDF page 66
12SIMON RAYKHERGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, LIMITED PARTNERIndividualKEPOS CAPITAL LP5% to less than 10%Code AYesGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, LIMITED PARTNER12/2012Schedule APDF page 66
13SIMON RAYKHERMEMBER, KEPOS PARTNERS LLCIndividualKEPOS CAPITAL LP5% to less than 10%Code AYesMEMBER, KEPOS PARTNERS LLC01/2013Schedule APDF page 66
14THOMAS DAVID MIKOLINSKICO-CHIEF FINANCIAL OFFICERIndividualKEPOS CAPITAL LPLess than 5%Code NANoCO-CHIEF FINANCIAL OFFICER07/2023Schedule APDF page 66
15Kerry Sean ArenasCO-CHIEF FINANCIAL OFFICERIndividualKEPOS CAPITAL LPLess than 5%Code NANoCO-CHIEF FINANCIAL OFFICER07/2023Schedule APDF page 66
16Gregory J HobartCHIEF TECHNOLOGY OFFICERIndividualKEPOS CAPITAL LPLess than 5%Code NANoCHIEF TECHNOLOGY OFFICER05/2024Schedule APDF page 66
17MARK MONROE CARHARTMANAGING MEMBERIndividualKEPOS CAPITAL GP LLC75% or moreCode EYesMANAGING MEMBER03/2010Schedule BPDF page 67
18MARK MONROE CARHARTMANAGING MEMBERIndividualKEPOS PARTNERS MM LLC75% or moreCode EYesMANAGING MEMBER03/2010Schedule BPDF page 67

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 5/20/2026 12:20:11 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.