Firm profile

P/E Global LLC

BOSTON, MACRD 155642Registration Status: ApprovedEffective since February 7, 2011SEC # 801-72133Latest ADV March 23, 2026

P/E Global LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Boston, MA. Its latest Form ADV filing, dated March 23, 2026, reports $1.7B in regulatory assets under management, 62 employees, 3 offices, and 5 accounts.

Assets Under Management
$1.7B
Employees
62
Offices
3 offices
Total Clients
82

Associated firm names

4 names listed
  • P/E GLOBAL LLC
  • QUEENSBORO ADVISORS, LLC
  • QUEENSBORO ADVISORS
  • P/E INVESTMENTS, LLC

Leadership

2 roles identified
CCOHeather K. Mellem
COOMary S. Naphtal

Advisory services offered

5 types reported
Pension consulting services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Performance-based fees

Offices & Contact

Primary office

BOSTON, Massachusetts, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Massachusetts

BOSTONPrimary office

Singapore

SINGAPORE

Wyoming

JACKSON

3 office records listed · 3 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links
Phone617-933-4500
WebsiteNot found
LinkedInNot found

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.7Bas of March 23, 2026
Discretionary100.0%
$1.7B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 43.9% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
43.9%
36
2
Corporations
25.6%
21
3
Pension Plans
17.1%
14
4
Government
7.3%
6
5
Investment Cos.
6.1%
5
Categories with <5 clients
Banking or thrift institutions<5 clients
Charitable Organizations<5 clients
Other categories<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$1.7B
Total Accounts5
10Y AUM Change+$1.7B

Private Funds

Private funds reported by P/E Global LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees62
Clients per Employee1:1
10Y Employee Change+25 (+67.6%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
P/E INVESTMENTS LLCDirect owner · Schedule AInterest in P/E GLOBAL LLC
50% to < 75%
P/E STRATEGIC LLCDirect owner · Schedule AInterest in P/E GLOBAL LLC
50% to < 75%
P/E CAPITAL LLCIndirect owner · Schedule BInterest in P/E INVESTMENTS LLC
75%+
P/E ASSET MANAGEMENT LLCIndirect owner · Schedule BInterest in P/E CAPITAL LLC
75%+
P/E INVESTMENTS INC.Indirect owner · Schedule BInterest in P/E ASSET MANAGEMENT LLC
75%+
WARREN JOSEPH NAPHTALIndirect owner · Schedule BInterest in P/E INVESTMENTS INC.
50% to < 75%
MARY STEPHENS NAPHTALIndirect owner · Schedule BInterest in P/E INVESTMENTS INC.
50% to < 75%
WARREN JOSEPH NAPHTALIndirect owner · Schedule BInterest in P/E STRATEGIC LLC
25% to < 50%
MARY STEPHENS NAPHTALIndirect owner · Schedule BInterest in P/E STRATEGIC LLC
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to P/E Global LLC.

Reported ownership and control details

Form ADV · Filing date 2026-03-23 · Schedules A and B

12 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1P/E INVESTMENTS LLCMEMBERDomestic entityP/E GLOBAL LLC50% to less than 75%Code DYesMEMBER08/2000Schedule APDF page 39
2WARREN JOSEPH NAPHTALPRESIDENTIndividualP/E GLOBAL LLCLess than 5%Code NAYesPRESIDENT08/2000Schedule APDF page 39
3MARY STEPHENS NAPHTALCHIEF OPERATING OFFICERIndividualP/E GLOBAL LLCLess than 5%Code NAYesCHIEF OPERATING OFFICER08/2000Schedule APDF page 39
4P/E STRATEGIC LLCMEMBERDomestic entityP/E GLOBAL LLC50% to less than 75%Code DYesMEMBER12/2004Schedule APDF page 39
5HEATHER KIRSTEN MELLEMCHIEF COMPLIANCE OFFICERIndividualP/E GLOBAL LLCLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER05/2013Schedule APDF page 39
6P/E CAPITAL LLCMEMBERDomestic entityP/E INVESTMENTS LLC75% or moreCode EYesMEMBER08/2000Schedule BPDF page 40
7WARREN JOSEPH NAPHTALMEMBERIndividualP/E INVESTMENTS INC.50% to less than 75%Code DYesMEMBER08/2000Schedule BPDF page 40
8MARY STEPHENS NAPHTALMEMBERIndividualP/E INVESTMENTS INC.50% to less than 75%Code DYesMEMBER08/2000Schedule BPDF page 40
9P/E ASSET MANAGEMENT LLCMEMBERDomestic entityP/E CAPITAL LLC75% or moreCode EYesMEMBER08/2000Schedule BPDF page 40
10WARREN JOSEPH NAPHTALMEMBERIndividualP/E STRATEGIC LLC25% to less than 50%Code CYesMEMBER08/2000Schedule BPDF page 40
11MARY STEPHENS NAPHTALMEMBERIndividualP/E STRATEGIC LLC25% to less than 50%Code CYesMEMBER08/2000Schedule BPDF page 40
12P/E INVESTMENTS INC.MEMBERDomestic entityP/E ASSET MANAGEMENT LLC75% or moreCode EYesMEMBER01/2013Schedule BPDF page 40

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 3/23/2026 11:34:59 AM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.