Firm profile

CAPSTONE INVESTMENT ADVISORS, LLC

NEW YORK, NYCRD 155563Latest ADV April 23, 2026

Capstone Investment Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated April 23, 2026, reports $91.5B in regulatory assets under management, 304 employees, 6 offices, and 31 accounts.

Assets Under Management
$91.5B
Employees
304
Offices
6 offices
Total Clients
31
Primary office
NEW YORK, NY
7 WORLD TRADE CENTER, 250 GREENWICH STREET 32ND FL, NEW YORK, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CEOPaul M. Britton
CCODavid L. Zimmerman
CFOCristin M. Grimm

Advisory services offered

2 types reported
Portfolio management for businesses
Portfolio management for pooled investment vehicles

Fee models offered

3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 93.5% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
93.5%
29
2
Banks
6.5%
2

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$91.5Bas of April 23, 2026
Discretionary100.0%
$91.5B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$91.5B
Total Accounts31
10Y AUM Change+$63.2B (+223.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees304
Clients per Employee0:1
10Y Employee Change+210 (+223.4%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.