SPRINGFIELD, MACRD 155186Latest ADV March 27, 2026
St. Germain Investment Management is an SEC registered investment adviser organized as a corporation with a primary office location in Springfield, MA.
Assets Under Management
$3.8B
Employees
42
Offices
5 offices
Total Clients
6,722
Primary office
SPRINGFIELD, MA
1500 MAIN ST, 25TH FLOOR, SPRINGFIELD, MA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 67.7% of total clients.
Top client categories% of clientsClients
1
Individuals
67.7%
4,552
2
HNWI
28.4%
1,909
3
Charitable
1.7%
113
4
Pension Plans
1.6%
108
5
Corporations
0.6%
37
Additional categories (<0.1%)
Government<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$3.8Bas of March 27, 2026
Discretionary99.6%
$3.8B
100% of total RAUM99.6%
Non-discretionary0.4%
$15M
0% of total RAUM0.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$3.8B
Total Accounts6,722
10Y AUM Change+$2.7B (+237.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees42
Clients per Employee160:1
10Y Employee Change+21 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.