Mml Investors Services, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Springfield, MA. Its latest Form ADV filing, dated April 8, 2026, reports $115.6B in regulatory assets under management, 6,976 employees, 1,093 offices, and 454,857 accounts.
Top client segmentIndividuals represent 98.5% of total clients.
Top client categories% of clientsClients
1
Individuals
98.5%
447,952
2
Pension Plans
0.7%
3,379
3
Corporations
0.4%
1,873
4
HNWI
0.2%
885
5
Charitable
0.2%
733
Additional categories (<0.1%)
Banks12 clients
Investment Cos.<5 clients
Irrevocable Trusts/Estates<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$115.6Bas of April 8, 2026
Discretionary61.1%
$70.7B
61% of total RAUM61.1%
Non-discretionary38.9%
$45.0B
39% of total RAUM38.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$115.6B
Total Accounts454,857
10Y AUM Change+$90.0B (+351.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6,976
Clients per Employee65:1
10Y Employee Change-2,967 (-29.8%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.