Appomattox Advisory, Inc is an SEC registered investment adviser organized as a corporation with a primary office location in New York, NY. Its latest Form ADV filing, dated March 27, 2026, reports $426M in regulatory assets under management, 6 employees, and 22 accounts.
Assets Under Management
$426M
Employees
6
Offices
--
Total Clients
22
Primary office
NEW YORK, NY
551 5TH AVE, 26TH FLOOR, NEW YORK, NY, United States
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles
Fee models offered
3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 16, 2026
Client Coverage Demographics
Top client segmentHNWI represent 63.6% of total clients.
Top client categories% of clientsClients
1
HNWI
63.6%
14
2
Pooled Investment Vehicles
31.8%
7
3
Charitable
4.5%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$426Mas of March 27, 2026
Discretionary16.1%
$68M
16% of total RAUM16.1%
Non-discretionary83.9%
$357M
84% of total RAUM83.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$426M
Total Accounts22
10Y AUM Change$-764M (-64.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee4:1
10Y Employee Change-7 (-53.8%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.