Brock Fiduciary Services LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated April 1, 2026, reports $588M in regulatory assets under management, 4 employees, and 1 account.
Assets Under Management
$588M
Employees
4
Offices
--
Total Clients
<5
Primary office
NEW YORK, NY
505 PARK AVENUE, 14TH FLOOR, NEW YORK, NY, United States
Total regulatory assets under management$588Mas of April 1, 2026
Discretionary100.0%
$588M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$588M
Total Accounts1
10Y AUM Change$-12.8B (-95.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee—
10Y Employee Change-1 (-20.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.