Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Granite Investment Partners, LLC
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
ROBERT WILLIAM FORANDirect owner · Schedule AInterest in GRANITE INVESTMENT PARTNERS, LLC
10% to < 25%
EDWARD SUNG SOO HANDirect owner · Schedule AInterest in GRANITE INVESTMENT PARTNERS, LLC
10% to < 25%
PETER ORLANDO LOPEZDirect owner · Schedule AInterest in GRANITE INVESTMENT PARTNERS, LLC
10% to < 25%
ERIK UWE ROLLE'Direct owner · Schedule AInterest in GRANITE INVESTMENT PARTNERS, LLC
10% to < 25%
EDELSTEIN TRUSTDirect owner · Schedule AInterest in GRANITE INVESTMENT PARTNERS, LLC
10% to < 25%
JOSHUA D. SHASKAN AND LISA M. SHASKAN REVOCABLE TRUSTDirect owner · Schedule AInterest in GRANITE INVESTMENT PARTNERS, LLC
10% to < 25%
BRADLEY G. SLOCUM TRUSTDirect owner · Schedule AInterest in GRANITE INVESTMENT PARTNERS, LLC
10% to < 25%
JEFFREY HOO & SHIRLEY WANG REVOCABLE TRUSTDirect owner · Schedule AInterest in GRANITE INVESTMENT PARTNERS, LLC
10% to < 25%
ROLLE FINANCIAL, LLCDirect owner · Schedule AInterest in GRANITE INVESTMENT PARTNERS, LLC
5% to < 10%
MORSE-ABARE FAMILY TRUSTDirect owner · Schedule AInterest in GRANITE INVESTMENT PARTNERS, LLC
5% to < 10%
GEOFFREY IRA EDELSTEINDirect owner · Schedule AInterest in GRANITE INVESTMENT PARTNERS, LLC
< 5%
BRADLEY GILES SLOCUMDirect owner · Schedule AInterest in GRANITE INVESTMENT PARTNERS, LLC
< 5%
GARY UWE ROLLE'Direct owner · Schedule AInterest in GRANITE INVESTMENT PARTNERS, LLC
< 5%
JOSHUA DAVID SHASKANDirect owner · Schedule AInterest in GRANITE INVESTMENT PARTNERS, LLC
< 5%
JEFFREY JAMES HOODirect owner · Schedule AInterest in GRANITE INVESTMENT PARTNERS, LLC
< 5%
DOUGLAS JOHN MORSEDirect owner · Schedule AInterest in GRANITE INVESTMENT PARTNERS, LLC
< 5%
GARY AND DELLA ROLLE TRUSTIndirect owner · Schedule BInterest in ROLLE FINANCIAL, LLC
75%+
BRADLEY GILES SLOCUMIndirect owner · Schedule BInterest in BRADLEY G. SLOCUM TRUST
75%+
ALISON WEIRICK EDELSTEINIndirect owner · Schedule BInterest in EDELSTEIN TRUST
50% to < 75%
DELLA VALERIE ROLLEIndirect owner · Schedule BInterest in GARY AND DELLA ROLLE TRUST
50% to < 75%
LISA MARIE SHASKANIndirect owner · Schedule BInterest in JOSHUA D. SHASKAN AND LISA M. SHASKAN REVOCABLE TRUST
50% to < 75%
JOSHUA DAVID SHASKANIndirect owner · Schedule BInterest in JOSHUA D. SHASKAN AND LISA M. SHASKAN REVOCABLE TRUST
50% to < 75%
GARY UWE ROLLE'Indirect owner · Schedule BInterest in GARY AND DELLA ROLLE TRUST
50% to < 75%
GEOFFREY IRA EDELSTEINIndirect owner · Schedule BInterest in EDELSTEIN TRUST
50% to < 75%
DOUGLAS JOHN MORSEIndirect owner · Schedule BInterest in MORSE-ABARE FAMILY TRUST
50% to < 75%
MICHAEL JOSEPH ABAREIndirect owner · Schedule BInterest in MORSE-ABARE FAMILY TRUST
50% to < 75%
JEFFREY JAMES HOOIndirect owner · Schedule BInterest in JEFFREY HOO & SHIRLEY WANG REVOCABLE TRUST
50% to < 75%
SHIRLEY SHIAN-LAN WANGIndirect owner · Schedule BInterest in JEFFREY HOO & SHIRLEY WANG REVOCABLE TRUST
50% to < 75%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Granite Investment Partners, LLC.
Reported ownership and control details
Form ADV · Filing date 2026-03-30 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | GEOFFREY IRA EDELSTEINMANAGING MEMBERIndividual | GRANITE INVESTMENT PARTNERS, LLC | Less than 5%Code NA | Yes | MANAGING MEMBER06/2009 | Schedule APDF page 30 |
| 2 | ROBERT WILLIAM FORANMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERIndividual | GRANITE INVESTMENT PARTNERS, LLC | 10% to less than 25%Code B | Yes | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER08/2009 | Schedule APDF page 30 |
| 3 | BRADLEY GILES SLOCUMMANAGING MEMBERIndividual | GRANITE INVESTMENT PARTNERS, LLC | Less than 5%Code NA | Yes | MANAGING MEMBER01/2011 | Schedule APDF page 30 |
| 4 | GARY UWE ROLLE'MEMBERIndividual | GRANITE INVESTMENT PARTNERS, LLC | Less than 5%Code NA | Yes | MEMBER01/2011 | Schedule APDF page 30 |
| 5 | JOSHUA DAVID SHASKANMEMBERIndividual | GRANITE INVESTMENT PARTNERS, LLC | Less than 5%Code NA | Yes | MEMBER04/2011 | Schedule APDF page 30 |
| 6 | JEFFREY JAMES HOOMEMBERIndividual | GRANITE INVESTMENT PARTNERS, LLC | Less than 5%Code NA | Yes | MEMBER04/2011 | Schedule APDF page 30 |
| 7 | EDWARD SUNG SOO HANMEMBERIndividual | GRANITE INVESTMENT PARTNERS, LLC | 10% to less than 25%Code B | Yes | MEMBER05/2011 | Schedule APDF page 30 |
| 8 | PETER ORLANDO LOPEZMANAGING MEMBERIndividual | GRANITE INVESTMENT PARTNERS, LLC | 10% to less than 25%Code B | Yes | MANAGING MEMBER07/2011 | Schedule APDF page 30 |
| 9 | DOUGLAS JOHN MORSEMANAGING MEMBERIndividual | GRANITE INVESTMENT PARTNERS, LLC | Less than 5%Code NA | Yes | MANAGING MEMBER07/2011 | Schedule APDF page 30 |
| 10 | ERIK UWE ROLLE'MEMBERIndividual | GRANITE INVESTMENT PARTNERS, LLC | 10% to less than 25%Code B | Yes | MEMBER07/2011 | Schedule APDF page 30 |
| 11 | ROLLE FINANCIAL, LLCMEMBERDomestic entity | GRANITE INVESTMENT PARTNERS, LLC | 5% to less than 10%Code A | No | MEMBER01/2012 | Schedule APDF page 30 |
| 12 | EDELSTEIN TRUSTMANAGING MEMBERDomestic entity | GRANITE INVESTMENT PARTNERS, LLC | 10% to less than 25%Code B | No | MANAGING MEMBER09/2011 | Schedule APDF page 30 |
| 13 | JOSHUA D. SHASKAN AND LISA M. SHASKAN REVOCABLE TRUSTMEMBERDomestic entity | GRANITE INVESTMENT PARTNERS, LLC | 10% to less than 25%Code B | No | MEMBER09/2012 | Schedule APDF page 30 |
| 14 | BRADLEY G. SLOCUM TRUSTMANAGING MEMBERDomestic entity | GRANITE INVESTMENT PARTNERS, LLC | 10% to less than 25%Code B | No | MANAGING MEMBER09/2011 | Schedule APDF page 30 |
| 15 | MORSE-ABARE FAMILY TRUSTMANAGING MEMBERDomestic entity | GRANITE INVESTMENT PARTNERS, LLC | 5% to less than 10%Code A | No | MANAGING MEMBER12/2015 | Schedule APDF page 30 |
| 16 | JEFFREY HOO & SHIRLEY WANG REVOCABLE TRUSTMEMBERDomestic entity | GRANITE INVESTMENT PARTNERS, LLC | 10% to less than 25%Code B | No | MEMBER10/2016 | Schedule APDF page 30 |
| 17 | GARY AND DELLA ROLLE TRUSTMEMBERDomestic entity | ROLLE FINANCIAL, LLC | 75% or moreCode E | Yes | MEMBER01/2012 | Schedule BPDF page 31 |
| 18 | ALISON WEIRICK EDELSTEINTRUSTEEIndividual | EDELSTEIN TRUST | 50% to less than 75%Code D | No | TRUSTEE09/2011 | Schedule BPDF page 31 |
| 19 | DELLA VALERIE ROLLETRUSTEEIndividual | GARY AND DELLA ROLLE TRUST | 50% to less than 75%Code D | No | TRUSTEE01/2012 | Schedule BPDF page 31 |
| 20 | LISA MARIE SHASKANTRUSTEEIndividual | JOSHUA D. SHASKAN AND LISA M. SHASKAN REVOCABLE TRUST | 50% to less than 75%Code D | No | TRUSTEE09/2012 | Schedule BPDF page 31 |
| 21 | JOSHUA DAVID SHASKANTRUSTEEIndividual | JOSHUA D. SHASKAN AND LISA M. SHASKAN REVOCABLE TRUST | 50% to less than 75%Code D | Yes | TRUSTEE09/2012 | Schedule BPDF page 31 |
| 22 | GARY UWE ROLLE'TRUSTEEIndividual | GARY AND DELLA ROLLE TRUST | 50% to less than 75%Code D | Yes | TRUSTEE01/2012 | Schedule BPDF page 31 |
| 23 | GEOFFREY IRA EDELSTEINTRUSTEEIndividual | EDELSTEIN TRUST | 50% to less than 75%Code D | Yes | TRUSTEE09/2011 | Schedule BPDF page 31 |
| 24 | BRADLEY GILES SLOCUMTRUSTEEIndividual | BRADLEY G. SLOCUM TRUST | 75% or moreCode E | Yes | TRUSTEE09/2011 | Schedule BPDF page 31 |
| 25 | DOUGLAS JOHN MORSETRUSTEEIndividual | MORSE-ABARE FAMILY TRUST | 50% to less than 75%Code D | Yes | TRUSTEE12/2015 | Schedule BPDF page 31 |
| 26 | MICHAEL JOSEPH ABARETRUSTEEIndividual | MORSE-ABARE FAMILY TRUST | 50% to less than 75%Code D | No | TRUSTEE12/2015 | Schedule BPDF page 31 |
| 27 | JEFFREY JAMES HOOTRUSTEEIndividual | JEFFREY HOO & SHIRLEY WANG REVOCABLE TRUST | 50% to less than 75%Code D | Yes | TRUSTEE10/2016 | Schedule BPDF page 31 |
| 28 | SHIRLEY SHIAN-LAN WANGTRUSTEEIndividual | JEFFREY HOO & SHIRLEY WANG REVOCABLE TRUST | 50% to less than 75%Code D | No | TRUSTEE10/2016 | Schedule BPDF page 31 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 3/30/2026 3:33:33 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.