Shaffer Capital is an SEC registered investment adviser organized as a limited liability company with a primary office location in Westerville, OH. Its latest Form ADV filing, dated March 13, 2026, reports $211M in regulatory assets under management, 6 employees, and 457 accounts.
Assets Under Management
$211M
Employees
7
Offices
--
Total Clients
201
Primary office
WESTERVILLE, OH
550 POLARIS PARKWAY, SUITE 130, WESTERVILLE, OH, United States
Top client segmentIndividuals represent 78.1% of total clients.
Top client categories% of clientsClients
1
Individuals
78.1%
157
2
HNWI
15.4%
31
3
Pension Plans
5.0%
10
4
Corporations
1.5%
3
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$211Mas of May 26, 2026
Discretionary100.0%
$211M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$211M
Total Accounts457
10Y AUM Change+$109M (+107.2%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees7
Clients per Employee29:1
10Y Employee Change+2 (+40.0%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
This firm has a multi year gap in available SEC ADV filing history between 2012 and 2020. Charts show the most recent available filing segment under this CRD.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.