WESTERVILLE, OHCRD 150106Latest ADV March 13, 2026
Shaffer Capital is an SEC registered investment adviser organized as a limited liability company with a primary office location in Westerville, OH. Its latest Form ADV filing, dated March 13, 2026, reports $211M in regulatory assets under management, 6 employees, and 457 accounts.
Assets Under Management
$211M
Employees
6
Offices
--
Total Clients
201
Primary office
WESTERVILLE, OH
550 POLARIS PARKWAY, SUITE 130, WESTERVILLE, OH, United States
Top client segmentIndividuals represent 78.1% of total clients.
Top client categories% of clientsClients
1
Individuals
78.1%
157
2
HNWI
15.4%
31
3
Pension Plans
5.0%
10
4
Corporations
1.5%
3
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$211Mas of March 13, 2026
Discretionary100.0%
$211M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$211M
Total Accounts457
10Y AUM Change+$109M (+107.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee34:1
10Y Employee Change+1 (+20.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.