WESTERVILLE, OHCRD 121384Latest ADV March 12, 2026
Swisher Financial Concepts, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Westerville, OH. Its latest Form ADV filing, dated March 12, 2026, reports $317M in regulatory assets under management, 8 employees, 1 office, and 1,455 accounts.
Assets Under Management
$317M
Employees
8
Offices
1 office
Total Clients
640
Primary office
WESTERVILLE, OH
612 OFFICE PARKWAY, SUITE B, WESTERVILLE, OH, United States
Portfolio management for individuals and small businesses
Fee models offered
4 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 86.6% of total clients.
Top client categories% of clientsClients
1
Individuals
86.6%
554
2
HNWI
13.4%
86
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$317Mas of March 12, 2026
Discretionary62.6%
$199M
63% of total RAUM62.6%
Non-discretionary37.4%
$118M
37% of total RAUM37.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$317M
Total Accounts1,455
10Y AUM Change+$206M (+186.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees8
Clients per Employee80:1
10Y Employee Change+2 (+33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.