Aegis Capital Corp. is an SEC registered investment adviser organized as a corporation with a primary office location in New York, NY. Its latest Form ADV filing, dated February 26, 2026, reports $1.8B in regulatory assets under management, 260 employees, 18 offices, and 4,218 accounts.
Assets Under Management
$1.8B
Employees
260
Offices
18 offices
Total Clients
3,083
Primary office
NEW YORK, NY
1345 AVENUE OF THE AMERICAS, 27TH FLOOR, NEW YORK, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 62.1% of total clients.
Top client categories% of clientsClients
1
Individuals
62.1%
1,914
2
HNWI
36.2%
1,116
3
Pooled Investment Vehicles
1.0%
32
4
Corporations
0.7%
21
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.8Bas of February 26, 2026
Discretionary7.0%
$125M
7% of total RAUM7.0%
Non-discretionary93.0%
$1.7B
93% of total RAUM93.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.8B
Total Accounts4,218
10Y AUM Change+$1.4B (+381.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees260
Clients per Employee12:1
10Y Employee Change+201 (+340.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.