SOLANA BEACH, CACRD 149096Latest ADV March 30, 2026
Dlk Investment Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in Solana Beach, CA. Its latest Form ADV filing, dated March 30, 2026, reports $524M in regulatory assets under management, 5 employees, 1 office, and 1,208 accounts.
Assets Under Management
$524M
Employees
5
Offices
1 office
Total Clients
467
Primary office
SOLANA BEACH, CA
238 NORTH CEDROS AVE, SUITE 200, SOLANA BEACH, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 19, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 86.1% of total clients.
Top client categories% of clientsClients
1
Individuals
86.1%
402
2
HNWI
6.6%
31
3
Corporations
5.8%
27
4
Charitable
1.5%
7
Categories with <5 clients
Pension and profit sharing plans<5 clients
SUBADVISED<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$524Mas of March 30, 2026
Discretionary87.5%
$459M
88% of total RAUM87.5%
Non-discretionary12.5%
$65M
12% of total RAUM12.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$524M
Total Accounts1,208
10Y AUM Change+$417M (+388.7%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee93:1
10Y Employee Change0 (0.0%)
Rialytix.com
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.