Carlsbad Wealth Advisory Group, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Carlsbad, CA. Its latest Form ADV filing, dated March 18, 2026, reports $238M in regulatory assets under management, 4 employees, and 710 accounts.
Assets Under Management
$238M
Employees
4
Offices
--
Total Clients
248
Primary office
CARLSBAD, CA
5927 BALFOUR CT, SUITE 207, CARLSBAD, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 67.7% of total clients.
Top client categories% of clientsClients
1
Individuals
67.7%
168
2
HNWI
32.3%
80
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$238Mas of March 18, 2026
Discretionary100.0%
$238M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$238M
Total Accounts710
10Y AUM Change+$117M (+97.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee62:1
10Y Employee Change+2 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.