SAINT LOUIS, MOCRD 146019Latest ADV March 25, 2026
Confluence Investment Management LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Saint Louis, MO. Its latest Form ADV filing, dated March 25, 2026, reports $6.7B in regulatory assets under management, 55 employees, 3 offices, and 14,862 accounts.
Assets Under Management
$6.7B
Employees
55
Offices
3 offices
Total Clients
14,862
Primary office
SAINT LOUIS, MO
20 ALLEN AVENUE, STE 300, SAINT LOUIS, MO, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 90.6% of total clients.
Top client categories% of clientsClients
1
Individuals
90.6%
13,470
2
HNWI
6.8%
1,016
3
Corporations
1.5%
220
4
Charitable
0.7%
102
5
Pension Plans
0.3%
52
Additional categories (<0.1%)
Investment Cos.<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$6.7Bas of March 25, 2026
Discretionary100.0%
$6.7B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$6.7B
Total Accounts14,862
10Y AUM Change+$521M (+8.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees55
Clients per Employee270:1
10Y Employee Change+30 (+120.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.