Clinton Investment Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Stamford, CT. Its latest Form ADV filing, dated March 20, 2026, reports $3.9B in regulatory assets under management, 14 employees, and 2,146 accounts.
Assets Under Management
$3.9B
Employees
14
Offices
--
Total Clients
2,146
Primary office
STAMFORD, CT
333 LUDLOW STREET, SOUTH TOWER, 8TH FLOOR, STAMFORD, CT, United States
Portfolio management for individuals and small businesses
Portfolio management for investment companies
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 52.9% of total clients.
Top client categories% of clientsClients
1
Individuals
52.9%
1,136
2
HNWI
44.7%
959
3
Corporations
2.2%
48
4
Investment Cos.
0.1%
3
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$3.9Bas of March 20, 2026
Discretionary100.0%
$3.9B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$3.9B
Total Accounts2,146
10Y AUM Change+$3.5B (+918.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees14
Clients per Employee153:1
10Y Employee Change+12 (+600.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.