Firm profile

Checchi Capital Advisers, LLC

BEVERLY HILLS, CACRD 143478Registration Status: ApprovedEffective since April 17, 2007SEC # 801-67727Latest ADV September 16, 2026

Checchi Capital Advisers, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Beverly Hills, CA. Its latest Form ADV filing, dated September 16, 2026, reports $2.6B in regulatory assets under management, 29 employees, 2 offices, and 1,169 accounts.

Assets Under Management
$2.6B
Employees
29
Offices
2 offices
Total Clients
241

Associated firm names

1 name listed
  • CHECCHI CAPITAL ADVISERS, LLC

Leadership

2 roles identified
CCODelia T. Mupita
COOHaiyang Zhang

Advisory services offered

3 types reported
Portfolio management for businesses
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles

Fee models offered

1 types reported
Asset based fees

Offices & Contact

Primary office

BEVERLY HILLS, California, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

California

BEVERLY HILLSPrimary office

Texas

HOUSTON

2 office records listed · 2 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$2.6Bas of September 16, 2026
Discretionary96.4%
$2.5B
96% of total RAUM96.4%
Non-discretionary3.6%
$93M
4% of total RAUM3.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentHNWI represent 97.1% of total clients.
Top client categories% of clientsClients
1
HNWI
97.1%
234
2
Charitable
2.9%
7
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
INSURANCE DEDICATED FUND<5 clients
Other categories<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$2.6B
Total Accounts1,169
10Y AUM Change+$2.0B (+375.2%)

Private Funds

Private funds reported by Checchi Capital Advisers, LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees29
Clients per Employee8:1
10Y Employee Change+18 (+163.6%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
LOEB CAPITAL WEST, LLCDirect owner · Schedule AInterest in CHECCHI CAPITAL ADVISERS, LLC
25% to < 50%
CANAL CAPITAL PARTNERS, LLCDirect owner · Schedule AInterest in CHECCHI CAPITAL ADVISERS, LLC
10% to < 25%
SAMUEL THOMAS PFISTERDirect owner · Schedule AInterest in CHECCHI CAPITAL ADVISERS, LLC
10% to < 25%
KATHRYN CHECCHI IRREVOCABLE GIFT TRUST NO. 1Direct owner · Schedule AInterest in CHECCHI CAPITAL ADVISERS, LLC
10% to < 25%
KATHRYN CHECCHI IRREVOCABLE GIFT TRUST NO. 2Direct owner · Schedule AInterest in CHECCHI CAPITAL ADVISERS, LLC
5% to < 10%
ADAM DEAN CHECCHIDirect owner · Schedule AInterest in CHECCHI CAPITAL ADVISERS, LLC
< 5%
ADAM DEAN CHECCHIIndirect owner · Schedule BInterest in LOEB CAPITAL WEST, LLC
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Checchi Capital Advisers, LLC.

Reported ownership and control details

Form ADV · Filing date 2026-09-16 · Schedules A and B

17 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1LOEB CAPITAL WEST, LLCOWNERDomestic entityCHECCHI CAPITAL ADVISERS, LLC25% to less than 50%Code CYesOWNER02/2007Schedule APDF page 21
2CANAL CAPITAL PARTNERS, LLCOWNERDomestic entityCHECCHI CAPITAL ADVISERS, LLC10% to less than 25%Code BNoOWNER02/2007Schedule APDF page 21
3ADAM DEAN CHECCHIMANAGING MEMBERIndividualCHECCHI CAPITAL ADVISERS, LLCLess than 5%Code NAYesMANAGING MEMBER02/2007Schedule APDF page 21
4KATHRYN DEAN CHECCHIPRINCIPALIndividualCHECCHI CAPITAL ADVISERS, LLCLess than 5%Code NAYesPRINCIPAL02/2007Schedule APDF page 21
5SAMUEL THOMAS PFISTERPARTNERIndividualCHECCHI CAPITAL ADVISERS, LLC10% to less than 25%Code BYesPARTNER01/2014Schedule APDF page 21
6KATHRYN CHECCHI IRREVOCABLE GIFT TRUST NO. 1OWNERDomestic entityCHECCHI CAPITAL ADVISERS, LLC10% to less than 25%Code BNoOWNER09/2016Schedule APDF page 21
7KATHRYN CHECCHI IRREVOCABLE GIFT TRUST NO. 2OWNERDomestic entityCHECCHI CAPITAL ADVISERS, LLC5% to less than 10%Code ANoOWNER09/2016Schedule APDF page 21
8Delia Tinaye MupitaCHIEF COMPLIANCE OFFICERIndividualCHECCHI CAPITAL ADVISERS, LLCLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER03/2017Schedule APDF page 21
9HAIYANG ZHANGCHIEF OPERATING OFFICERIndividualCHECCHI CAPITAL ADVISERS, LLCLess than 5%Code NAYesCHIEF OPERATING OFFICER01/2020Schedule APDF page 21
10ADAM DEAN CHECCHISINGLE MEMBERIndividualLOEB CAPITAL WEST, LLC75% or moreCode EYesSINGLE MEMBER02/2007Schedule BPDF page 22
11ADAM DEAN CHECCHIMEMBERIndividualCANAL CAPITAL PARTNERS, LLCPercentage not specifiedCode FYesMEMBER11/2009Schedule BPDF page 22
12KATHRYN DEAN CHECCHITRUSTEEIndividualKATHRYN CHECCHI IRREVOCABLE GIFT TRUST NO. 1Percentage not specifiedCode FYesTRUSTEE09/2016Schedule BPDF page 22
13KATHRYN DEAN CHECCHITRUSTEEIndividualKATHRYN CHECCHI IRREVOCABLE GIFT TRUST NO. 2Percentage not specifiedCode FYesTRUSTEE09/2016Schedule BPDF page 22
14KATHRYN CHECCHI IRREVOCABLE GIFT TRUST NO. 1MEMBERDomestic entityCANAL CAPITAL PARTNERS, LLCPercentage not specifiedCode FNoMEMBER09/2016Schedule BPDF page 22
15KATHRYN CHECCHI IRREVOCABLE GIFT TRUST NO. 2MEMBERDomestic entityCANAL CAPITAL PARTNERS, LLCPercentage not specifiedCode FNoMEMBER09/2016Schedule BPDF page 22
16KATE CHECCHI FISHBACH 2015 TRUSTTRUSTEEDomestic entityCANAL CAPITAL PARTNERS, LLCPercentage not specifiedCode FYesTRUSTEE02/2015Schedule BPDF page 22
17KRISTIN PAGE CHECCHI LIVING TRUSTTRUSTEEDomestic entityCANAL CAPITAL PARTNERS, LLCPercentage not specifiedCode FYesTRUSTEE12/2010Schedule BPDF page 22

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 9/16/2026 9:32:35 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.