Dwm Asset Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Stamford, CT. Its latest Form ADV filing, dated March 30, 2026, reports $645M in regulatory assets under management, 36 employees, 2 offices, and 5 accounts.
Assets Under Management
$645M
Employees
36
Offices
2 offices
Total Clients
6
Primary office
STAMFORD, CT
100 FIRST STAMFORD PLACE, 4TH FLOOR, STAMFORD, CT, United States
Portfolio management for pooled investment vehicles
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentPooled Investment Vehicles represent 100.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
100.0%
6
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$645Mas of March 30, 2026
Discretionary1.7%
$11M
2% of total RAUM1.7%
Non-discretionary98.3%
$634M
98% of total RAUM98.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$645M
Total Accounts5
10Y AUM Change+$390M (+152.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees36
Clients per Employee0:1
10Y Employee Change+16 (+80.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.