Firm profile

PENNANTPARK INVESTMENT ADVISERS, LLC

MIAMI BEACH, FLCRD 143149Latest ADV March 31, 2026

Pennantpark Investment Advisers, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Miami Beach, FL. Its latest Form ADV filing, dated March 31, 2026, reports $6.2B in regulatory assets under management, 91 employee, 5 offices, and 15 accounts.

Assets Under Management
$6.2B
Employees
91
Offices
5 offices
Total Clients
15
Primary office
MIAMI BEACH, FL
1691 MICHIGAN AVENUE, SUITE 500, MIAMI BEACH, FL, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCOGerald R. Cummins
CFORichard T. Allorto

Advisory services offered

2 types reported
Portfolio management for investment companies
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Asset based fees
Performance-based fees
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 80.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
80.0%
12
2
BDCs
13.3%
2
3
Investment Cos.
6.7%
1

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$6.2Bas of March 31, 2026
Discretionary99.7%
$6.1B
100% of total RAUM99.7%
Non-discretionary0.3%
$18M
0% of total RAUM0.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$6.2B
Total Accounts15
10Y AUM Change+$4.0B (+182.2%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees91
Clients per Employee0:1
10Y Employee Change+72 (+378.9%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.