MIAMI BEACH, FLCRD 108369Latest ADV March 31, 2026
Thomas J. Herzfeld Advisors, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Miami Beach, FL.
Assets Under Management
$890M
Employees
15
Offices
--
Total Clients
300
Primary office
MIAMI BEACH, FL
119 WASHINGTON AVENUE, SUITE 504, MIAMI BEACH, FL, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Other fee arrangements
Performance-based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIrrevocable Trusts/Estates represent 42.3% of total clients.
Top client categories% of clientsClients
1
Irrevocable Trusts/Estates
42.3%
127
2
HNWI
41.7%
125
3
Individuals
5.0%
15
4
Charitable
3.7%
11
5
Corporations
3.3%
10
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$890Mas of March 31, 2026
Discretionary97.7%
$870M
98% of total RAUM97.7%
Non-discretionary2.3%
$20M
2% of total RAUM2.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$890M
Total Accounts349
10Y AUM Change+$578M (+184.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees15
Clients per Employee20:1
10Y Employee Change+7 (+87.5%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.