Cannell & Spears LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 30, 2026, reports $7.0B in regulatory assets under management, 40 employees, 1 office, and 2,577 accounts.
Assets Under Management
$7.0B
Employees
40
Offices
1 office
Total Clients
2,549
Primary office
NEW YORK, NY
535 MADISON AVENUE, 14TH FLOOR, NEW YORK, NY, United States
Top client segmentHNWI represent 76.0% of total clients.
Top client categories% of clientsClients
1
HNWI
76.0%
1,937
2
Individuals
17.9%
457
3
Pension Plans
2.2%
56
4
Charitable
2.1%
53
5
Corporations
1.7%
43
Additional categories (<0.1%)
Investment Cos.<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$7.0Bas of March 30, 2026
Discretionary97.3%
$6.8B
97% of total RAUM97.3%
Non-discretionary2.7%
$190M
3% of total RAUM2.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$7.0B
Total Accounts2,577
10Y AUM Change+$5.8B (+468.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees40
Clients per Employee64:1
10Y Employee Change+25 (+166.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.