Firm profile

Macquarie Wealth Advisers, LLC

NEW YORK, NYCRD 141805Registration Status: ApprovedEffective since February 7, 2007SEC # 801-67480Latest ADV June 29, 2026

Macquarie Wealth Advisers, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated June 29, 2026, reports $4.8B in regulatory assets under management, 69 employees, 1 office, and 29 accounts.

Assets Under Management
$4.8B
Employees
69
Offices
1 office
Total Clients
29

Associated firm names

2 names listed
  • CENTRAL PARK ADVISERS, LLC
  • MACQUARIE WEALTH ADVISERS, LLC

Leadership

1 roles identified
CCOWilliam J. Fink

Advisory services offered

4 types reported
Portfolio management for individuals and small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Asset based fees
Performance-based fees

Offices & Contact

Primary office

NEW YORK, New York, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

New York

NEW YORKPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$4.8Bas of June 29, 2026
Discretionary100.0%
$4.8B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 69.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
69.0%
20
2
Investment Cos.
31.0%
9

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$4.8B
Total Accounts29
10Y AUM Change+$3.0B (+163.6%)

Private Funds

Private funds reported by Macquarie Wealth Advisers, LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees69
Clients per Employee0:1
10Y Employee Change+34 (+97.1%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
MACQUARIE WEALTH SOLUTIONS, LLCDirect owner · Schedule AInterest in MACQUARIE WEALTH ADVISERS, LLC
75%+
MACQUARIE ASSET MANAGEMENT SOLUTIONS LLCIndirect owner · Schedule BInterest in MACQUARIE WEALTH SOLUTIONS, LLC
75%+
MACQUARIE FG HOLDINGS LLCIndirect owner · Schedule BInterest in MACQUARIE ASSET MANAGEMENT SOLUTIONS LLC
75%+
MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITEDIndirect owner · Schedule BInterest in MACQUARIE ASSET MANAGEMENT US INC
75%+
MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITEDIndirect owner · Schedule BInterest in MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED
75%+
MACQUARIE GROUP LIMITEDIndirect owner · Schedule BInterest in MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED
75%+
MACQUARIE INFRASTRUCTURE AND REAL ASSETS INCIndirect owner · Schedule BInterest in MACQUARIE FG HOLDINGS LLC
75%+
MACQUARIE ASSET MANAGEMENT US INCIndirect owner · Schedule BInterest in MACQUARIE INFRASTRUCTURE AND REAL ASSETS INC
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Macquarie Wealth Advisers, LLC.

Reported ownership and control details

Form ADV · Filing date 2026-06-29 · Schedules A and B

16 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1MACQUARIE WEALTH SOLUTIONS, LLCMANAGING MEMBERDomestic entityMACQUARIE WEALTH ADVISERS, LLC75% or moreCode EYesMANAGING MEMBER08/2006Schedule APDF page 126
2ALEXANDER HALSEY LEECO-HEAD OF WEALTH SOLUTIONS THROUGH APRIL 10, 2025; HEAD OF WS APRIL 10, 2025-JUNE 30, 2025; MANAGER AND PRESIDENT JULY 1, 2025IndividualMACQUARIE WEALTH ADVISERS, LLCLess than 5%Code NAYesCO-HEAD OF WEALTH SOLUTIONS THROUGH APRIL 10, 2025; HEAD OF WS APRIL 10, 2025-JUNE 30, 2025; MANAGER AND PRESIDENT JULY 1, 202504/2024Schedule APDF page 126
3JAMES ROBERT BURNSMANAGERIndividualMACQUARIE WEALTH ADVISERS, LLCLess than 5%Code NAYesMANAGER07/2025Schedule APDF page 126
4MICHAEL EDWARD KERNANGENERAL COUNSEL AND ASST. SECRETARYIndividualMACQUARIE WEALTH ADVISERS, LLCLess than 5%Code NAYesGENERAL COUNSEL AND ASST. SECRETARY07/2025Schedule APDF page 126
5William Joseph FinkCHIEF COMPLIANCE OFFICERIndividualMACQUARIE WEALTH ADVISERS, LLCLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER12/2025Schedule APDF page 126
6Sue SekarTREASURERIndividualMACQUARIE WEALTH ADVISERS, LLCLess than 5%Code NAYesTREASURER12/2025Schedule APDF page 126
7HARLAN CHERNIAKMANAGERIndividualMACQUARIE WEALTH ADVISERS, LLCLess than 5%Code NAYesMANAGER04/2026Schedule APDF page 126
8DAMON Joseph KarrasMANAGERIndividualMACQUARIE WEALTH ADVISERS, LLCLess than 5%Code NAYesMANAGER04/2026Schedule APDF page 126
9Christopher FrostMANAGERIndividualMACQUARIE WEALTH ADVISERS, LLCLess than 5%Code NAYesMANAGER04/2026Schedule APDF page 126
10MACQUARIE ASSET MANAGEMENT SOLUTIONS LLCPARENTDomestic entityMACQUARIE WEALTH SOLUTIONS, LLC75% or moreCode EYesPARENT02/2025Schedule BPDF page 127
11MACQUARIE FG HOLDINGS LLCPARENTDomestic entityMACQUARIE ASSET MANAGEMENT SOLUTIONS LLC75% or moreCode EYesPARENT01/2010Schedule BPDF page 127
12MACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITEDPARENTForeign entityMACQUARIE ASSET MANAGEMENT US INC75% or moreCode EYesPARENT07/2020Schedule BPDF page 127
13MACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITEDPARENTForeign entityMACQUARIE ASSET MANAGEMENT US HOLDINGS PTY LIMITED75% or moreCode EYesPARENT07/2020Schedule BPDF page 127
14MACQUARIE GROUP LIMITEDPARENTDomestic entityMACQUARIE ASSET MANAGEMENT HOLDINGS PTY LIMITED75% or moreCode EYesPARENT12/2011Schedule BPDF page 127
15MACQUARIE INFRASTRUCTURE AND REAL ASSETS INCPARENTDomestic entityMACQUARIE FG HOLDINGS LLC75% or moreCode EYesPARENT04/2026Schedule BPDF page 127
16MACQUARIE ASSET MANAGEMENT US INCPARENTDomestic entityMACQUARIE INFRASTRUCTURE AND REAL ASSETS INC75% or moreCode EYesPARENT04/2026Schedule BPDF page 127

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 6/29/2026 7:37:39 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.