Prince Asset Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Sarasota, FL. Its latest Form ADV filing, dated March 20, 2026, reports $138M in regulatory assets under management, 3 employees, and 271 accounts.
Assets Under Management
$138M
Employees
3
Offices
--
Total Clients
138
Primary office
SARASOTA, FL
2033 MAIN STREET, SUITE 303, SARASOTA, FL, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 71.7% of total clients.
Top client categories% of clientsClients
1
Individuals
71.7%
99
2
HNWI
25.4%
35
3
Pension Plans
1.4%
2
4
Corporations
1.4%
2
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$138Mas of March 20, 2026
Discretionary100.0%
$138M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$138M
Total Accounts271
10Y AUM Change+$25M (+22.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee46:1
10Y Employee Change+1 (+50.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.