Walsh & Associates, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Sarasota, FL. Its latest Form ADV filing, dated March 10, 2026, reports $828M in regulatory assets under management, 15 employees, 2 offices, and 2,571 accounts.
Assets Under Management
$828M
Employees
15
Offices
2 offices
Total Clients
1,324
Primary office
SARASOTA, FL
2350 FRUITVILLE RD, SUITE 201, SARASOTA, FL, United States
Top client segmentIndividuals represent 61.9% of total clients.
Top client categories% of clientsClients
1
Individuals
61.9%
820
2
HNWI
36.8%
487
3
Pension Plans
0.7%
9
4
Corporations
0.4%
5
5
Charitable
0.2%
3
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$828Mas of March 10, 2026
Discretionary100.0%
$828M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$828M
Total Accounts2,571
10Y AUM Change+$570M (+221.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees15
Clients per Employee88:1
10Y Employee Change+6 (+66.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.